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Jon K. Jurva’s Insights

39 total results. Page 3 of 4.

Alerts
Newly Registered Investment Advisors Tread Carefully: SEC Issues Risk Alert
April 14, 2023
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SEC Proposes Safeguarding Rule Amending Custody Rule
March 23, 2023
Events
16th Annual Emerging Manager & MWBE Conference
February 17, 2023
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2023 Priorities for SEC Division of Examinations
February 15, 2023
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SEC Adopts New Marketing Rule for Investment Advisors
November 7, 2022
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SEC Proposes New Oversight Requirements for Certain Services Outsourced by Investment Advisors
November 4, 2022
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SEC - CFTC Joint Proposed Amendments Introduce Enhanced Private Fund Reporting Requirements
August 19, 2022
Alerts
First-of-a-Kind Crypto Insider Trading Prosecution: SEC-v-Wahi et al Action May Have Broad Implications Across the Digital Asset Space
August 9, 2022
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Scrapped Paper: SEC Adopts New Electronic Filing Requirements for Investment Advisers
July 6, 2022
Alerts
SEC Charges Private Equity Adviser for Undisclosed Disproportionate Allocation of Transaction Expenses to Advised Fund
June 22, 2022
Alerts
SEC Proposes Rule Updates Intended to Prevent Misleading or Deceptive Fund Names
June 16, 2022
Alerts
SEC Proposes New Disclosure and Reporting Requirements Concerning ESG for Advisors and Registered Investment Funds
June 7, 2022

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