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  1. Services
  2. Corporate Governance & Securities Regulation

Insights on Corporate Governance & Securities Regulation

13 total results. Page 1 of 1.

Alerts
FinCEN Releases Final Anti-Money Laundering Rule for Investment Advisers
November 1, 2024
William P. Ziegelmueller, Jon K. Jurva, Brittany H. Sokoloff, Maria Ortega Castro

On August 28, the Financial Crimes Enforcement Network (FinCEN) issued a final rule establishing anti-money laundering and countering the financing of terrorism (AML/CFT) compliance obligations for US Securities and Exchange Commission (SEC)-registered investment advisers.

Press Release
More Than 130 ArentFox Schiff Attorneys Recognized by Best Lawyers in 2025
August 16, 2024

ArentFox Schiff is pleased to announce that 135 attorneys have been recognized by The Best Lawyers in America 2025, with two attorneys highlighted as “Lawyers of the Year” and 70 attorneys listed as “Ones to Watch.”

Alerts
US Supreme Court Holds in Jarkesy That SEC Cannot Seek Civil Penalties for Securities Fraud Without a Jury
June 28, 2024
Michael K. Molzberger, Paul E. Greenwalt III

On June 27, the US Supreme Court held that when the US Securities and Exchange Commission (SEC) seeks civil penalties against a defendant for securities fraud, the Seventh Amendment entitles the defendant to a jury trial in an Article III court.

Events
Allan Horwich Discusses Insider Trading in the Clinical Trial Setting
April 13, 2023

Allan will present the latest developments in insider trading on April 13 in Sao Paulo, Brazil.

Press Release
ArentFox Schiff Welcomes Back Corporate & Securities Partner Johnathan Duncan in New York
October 11, 2022

ArentFox Schiff is pleased to announce that Johnathan C. Duncan has rejoined the firm’s Corporate & Securities practice as a partner in the New York office. Johnathan brings 20 years of experience advising on general corporate, transactional, and securities law matters.

Alerts
SEC - CFTC Joint Proposed Amendments Introduce Enhanced Private Fund Reporting Requirements
August 19, 2022
Jon K. Jurva, Yusef Abutouq

On August 10, 2022, the US Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) issued a joint proposal to amend Form PF,[1] a reporting form for SEC-registered reporting private fund advisers to require enhanced periodic disclosures.

Press Release
ArentFox Schiff Attorneys Recognized by Best Lawyers and Ones to Watch for 2023
August 18, 2022

ArentFox Schiff is pleased to announce that 121 attorneys have been recognized by The Best Lawyers in America 2023, with an additional six attorneys highlighted as “Lawyers of the Year” and 40 attorneys listed as “Ones to Watch.”

Alerts
Does the SEC "Best Interest" Regulation Go Far Enough?
August 1, 2022
Les Jacobowitz, Raida “Maggie” Lopez

The US Securities and Exchange Commission (SEC) has adopted a new standard called Regulation Best Interest (Reg BI)[1] that shifts the focus on protecting customers first and foremost. Although the regulation possibly puts certain customers first, it leaves some important areas vulnerable. 

Alerts
SEC Charges Private Equity Adviser for Undisclosed Disproportionate Allocation of Transaction Expenses to Advised Fund
June 22, 2022
Jon K. Jurva

On June 14, 2022, the US Securities and Exchange Commission (SEC) released an order charging private equity adviser Energy Capital Partners Management, LP (ECP) with Investment Advisers Act violations in connection with a 2018 take-private transaction.

Alerts
SEC Proposes Rule Updates Intended to Prevent Misleading or Deceptive Fund Names
June 16, 2022
Jon K. Jurva, Gurpartap (Gio) Singh

On May 25, the US Securities and Exchange Commission (SEC) proposed amendments to enhance and modernize Section 35(d) of the Investment Company Act, known as the “Names Rule,” to provide protection to investors.

Events
41st Annual Ray Garrett Jr. Corporate & Securities Law and 60th Annual Corporate Counsel Virtual Institute
September 22, 2021
David P. McHugh

Northwestern University Pritzker School of Law

Press Release
Schiff Hardin Named to Forbes’ America’s Top Corporate Law Firms in 2019
October 3, 2019

Schiff Hardin LLP has been recognized on Forbes’ inaugural list of America’s Top Corporate Law Firms in 2019, and received a “most recommended for” designation in Corporate Governance law. Schiff was among 243 most-recommended corporate law firms on the list.

Alerts
New Pass-Through Deduction Presents Tax Planning Opportunities for Pass-Through Owners
January 22, 2018
Robert R. Pluth

The Tax Cuts and Jobs Act (the “Act”) will dramatically change the tax treatment of income from many partnerships, limited liability companies, and S corporations.

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