Insights on Fund Formation

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Alerts
SEC Charges Navy Capital in AML Failures: Say What You Do and Do What You Say
Jon K. Jurva, Emily B. Lewis, Nana Darkwa, Marina Phillips

The US Securities and Exchange Commission (SEC) released a press release on January 15 announcing that it had charged Navy Capital Green Management, LLC, an investment adviser, with violations of the Investment Advisers Act of 1940 related to its Anti-Money Laundering (AML) policies and procedures.