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Insights on Corporate & Securities

554 total results. Page 7 of 23.

Alerts
SEC Amends Form PF, Increasing Disclosure Obligations for Private Fund Advisors
May 11, 2023
Jon K. Jurva

On May 3, 2023, the Securities and Exchange Commission (SEC) adopted amendments to Form PF.

Alerts
The Corporate Transparency Act
May 10, 2023
Scott Adamson, Adam Diederich

In the inaugural episode of Corporate Corner, hosts Scott Adamson and William D’Angelo speak with AFS Partner Adam Diederich to discuss the Corporate Transparency Act (CTA), which will take effect in 2024.

Events
Conflicts of Interest – Ethics
April 28, 2023
Tyler E. Margolis

Mark Zaander will speak on a panel that Tyler Margolis will moderate at the ACIC Spring Investment Forum on April 28, 2023.

Events
Understanding the Fundamentals of Nonprofit Organizations: An Eight-Part Business Law Course for Nonprofit Leaders
April 27, 2023
Megan Woodward Daily

Megan Daily will present “What’s in a Contract and Why” at the DC Pro Bono Center’s Understanding the Fundamentals of Nonprofit Organizations seminar series on April 27, 2023.

Alerts
Hot Topics in Estate Planning for Owners of Private Companies - Part 2
April 27, 2023
Adam Diederich, Kevin Matz

Private Company Strategies

Alerts
Newly Registered Investment Advisors Tread Carefully: SEC Issues Risk Alert
April 14, 2023
Jon K. Jurva

On March 27, the US Securities and Exchange Commission (SEC) released a risk alert focusing on the SEC’s conclusions after its routine examination of newly registered investment advisors.

Events
Allan Horwich Discusses Insider Trading in the Clinical Trial Setting
April 13, 2023

Allan will present the latest developments in insider trading on April 13 in Sao Paulo, Brazil.

Press Release
ArentFox Schiff Advises NextPlat in $6M Private Offering
April 10, 2023

ArentFox Schiff represented NextPlat Corp (NASDAQ:NXPL)(NASDAQ:NXPLW) in its $6 million private placement of common stock.

Press Release
ArentFox Schiff Advises Just Women’s Sports on its Agreement with iHeartPodcasts
April 5, 2023

Just Women’s Sports Inc. and ‘Snacks,’ the premier women’s soccer podcast series hosted by Sam Mewis and Lynn Williams from Just Women’s Sports, have teamed up with iHeartPodcasts for the return of the highly anticipated new season of ‘Snacks.’

Press Release
ArentFox Schiff Advises TruGolf on its Merger with Deep Medicine Acquisition Corp.
April 3, 2023

ArentFox Schiff is representing TruGolf, Inc., a leading golf simulator manufacturer and distributor, in its announced merger with Deep Medicine Acquisition Corp. (NASDAQ: DMAQ), a publicly traded special purpose acquisition company.

Alerts
SEC Proposes Safeguarding Rule Amending Custody Rule
March 23, 2023
Matthew W. Kulju, Jon K. Jurva

The US Securities and Exchange Commission (SEC) released a proposal to amend Rule 206(4)-2, the “custody rule” (the “current rule”), which currently requires all investment advisors with the ability to possess client funds and securities to hold funds in a designated bank account.

Press Release
AFS Represents Vervent in Strategic Overseas Acquisition
March 23, 2023

ArentFox Schiff represented Vervent, Inc. in its acquisition of a high-performance business process outsourcing (BPO) organization in the Philippines in an expansion of its contact center and servicing business.

Press Release
ArentFox Schiff Counsels on First Mid Bancshares $90M Acquisition of Blackhawk Bancorp
March 22, 2023

ArentFox Schiff represents First Mid Bancshares, Inc. (NASDAQ: FMBH) in its announced agreement to acquire Blackhawk Bancorp, Inc. (OTCQX: BHWB) in a in a 100% stock transaction of approximately $90.3 million.

Press Release
ArentFox Schiff Announced as “Industrials Deal of the Year” Winner by The M&A Advisor’s 17th Annual Turnaround Awards
March 21, 2023

ArentFox Schiff is proud to announce that the Bankruptcy & Financial Restructuring group has been awarded “Industrials Deal of the Year” for the sale of Masten Space Systems to Astrobotic Technology, Inc. by The M&A Advisor for the 17th Annual Turnaround Awards.

Press Release
ArentFox Schiff Advises on ICZOOM’s $6M IPO
March 17, 2023

ArentFox Schiff represented The Benchmark Company, LLC as sole bookrunning manager in ICZOOM Group Inc.’s initial public offering.

Alerts
Incapacity and Succession Planning for Closely Held Businesses and the People Who Operate Them
March 16, 2023
Sarah Kerr Severson

Private Company Strategies

Press Release
ArentFox Schiff Advises Kimball International in Announced $485M Sale to HNI Corporation
March 13, 2023

ArentFox Schiff is representing Kimball International, a commercial furnishings company, in its sale to HNI Corporation.

Events
2023 AFS Black History Month Event with Clint Smith
February 23, 2023

Please join Eva Pulliam, ArentFox Schiff Partner and AFSCRE* Founding Board Member, as she speaks with Clint Smith, author of How the Word Is Passed: A Reckoning with the History of Slavery Across America.

Events
16th Annual Emerging Manager & MWBE Conference
February 17, 2023
Jon K. Jurva

Jon Jurva will speak at the 16th Annual Emerging Manager & MWBE Conference on February 17, 2023.

Alerts
2023 Priorities for SEC Division of Examinations
February 15, 2023
Matthew W. Kulju, Jon K. Jurva

The US Securities and Exchange Commission (SEC) Division of Examinations recently released its 2023 Examinations Priorities, a yearly report that provides insight into the Division’s areas of focus to improve compliance, prevent fraud, monitor risk, and inform policy.

Alerts
No More Surprise Medical Bills: Texas Court Again Vacates Arbitration Provisions of Surprise Billing Rule
February 14, 2023
Caroline Turner English, Alison Lima Andersen

On February 6, 2023, health care providers scored a second significant victory when a federal court in Texas again vacated portions of the Biden Administration’s rules governing the arbitration procedures to resolve surprise billing disputes under the federal No Surprises Act (NSA).

Events
How the Law Impacts Your Small Business: An Eight-Part Business Law Course for Small Business Owners
January 31, 2023
Megan Woodward Daily

Megan Daily presented “What’s in a Contract and Why” at the DC Pro Bono Center’s How the Law Impacts Your Small Business seminar series on January 31, 2023.

Alerts
UK FCA: United Kingdom’s Recent Focus on Consumer Best Interests
January 24, 2023
Les Jacobowitz, Peter T. Butler, Brittany H. Sokoloff, Gurpartap (Gio) Singh, Maria Ortega Castro

In a welcome change in approach to financial market regulation, the United Kingdom’s Financial Conduct Authority (FCA) is requiring market participants to deliver good outcomes for consumers.

Press Release
ArentFox Schiff Welcomes Sports Partner Eric Fishman in New York
January 17, 2023

ArentFox Schiff is pleased to announce the addition of Partner Eric Fishman to the firm’s Sports group in New York. Eric has counseled some of the world’s most renowned athletes and sports organizations on a range of high-profile matters, from corporate deals to strategic transactions.

Alerts
Initial IRS Guidance on the Stock Repurchase Excise Tax is a Mixed Bag for SPACs
January 11, 2023
Olga Bogush, Evgeny Magidenko

The Inflation Reduction Act of 2022, which was signed into law on August 16, 2022, enacted a new 1% excise tax on certain repurchases of the stock of publicly traded corporations, codified in Section 4501 of the Internal Revenue Code of 1986 (the Excise Tax).

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