Insights on Corporate & Securities
530 total results. Page 5 of 22.
The US Securities and Exchange Commission (SEC) Division of Examinations recently released its 2024 Examinations Priorities, a yearly report that provides insight into the Division’s areas of focus to improve compliance, prevent fraud, monitor risk, and inform policy.
As we highlighted in the Family Office Newsletter’s pages in June, the Corporate Transparency Act (CTA) is slated to go into effect on January 1, 2024.
On October 8, 2023, in an effort to improve the diversity of venture capital investment in the state, California Governor Gavin Newsom signed Senate Bill No. 54 (SB 54) into law.
On September 21, 2023, the US Departments of Treasury (DOT), Labor (DOL), and Health and Human Services (HHS) (the Departments) issued new rulemaking governing the administrative fee required to access the arbitration process established under the No Surprises Act (the Act). Under the proposed rule, the new fee would be set at $150.
Mike Andresino to speak at the National Association of Stock Plan Professionals Annual Conference on September 28, 2023.
The practice of repledging (sometimes referred to as “rehypothecation”) is utilized in, among others, loan, swap, and brokerage transactions.
Christopher Floss will present at the Greater North Shore Estate & Financial Planning Council on September 20, 2023.
ArentFox Schiff advised Tuthill Corporation, a privately held industrial manufacturing business with a 130-year history, on its entering into a definitive agreement to acquire EaglePicher Technologies.
ArentFox Schiff advised Draper James, the fashion and lifestyle brand founded by actress Reese Witherspoon, in its majority-ownership stake acquisition by Consortium Brand Partners (CBP).
On August 23, 2023, in its efforts to promote transparency for investors by increasing visibility into compensation schemes, sales practices, and conflicts of interest, the US Securities and Exchange Commission (SEC) adopted significant new and amended Rules under the Investment Advisers Act.
On August 24, 2023, health care providers in Texas scored yet another victory when a federal court vacated additional portions of the Biden Administration’s rulemaking under the federal No Surprises Act (the Act).
ArentFox Schiff represented Nicholas Alexander Imports on the sale of its Nick Alexander BMW and Nick Alexander MINI dealerships to Car Pros Automotive Group.
ArentFox Schiff advised Bob Baker Auto Group on the sale of its San Diego dealerships consisting of: Bob Baker Hyundai and Genesis; Bob Baker Chrysler, Dodge, Jeep, Ram, and Fiat; Bob Baker Mazda; Bob Baker Subaru; and Bob Baker Volkswagen.
ArentFox Schiff successfully advised Dalia Auto Group with the sale of a Kia dealership in Palmdale after litigating for more than a year in federal court and before California’s New Motor Vehicle Board against Kia to preserve the franchise.
Last week, the US Court of Appeals for the Ninth Circuit, in its third opinion in the case, reversed a lower court’s decision allowing patients challenging United Behavioral Health’s (UBH) internal mental health coverage guidelines to seek reprocessing of their benefits claims.
ArentFox Schiff Partners Amal Dave, Kristen Hosack Pace, and Ankit Shrivastava collaborate with UBS Private Wealth Management to present a panel on succession and generational transfer at AAHOA Washington, DC Regional Conference & Trade Show.
On August 3, 2023, health care providers in Texas scored yet another victory when a federal court vacated additional portions of the Biden Administration’s rules governing fee collection and claim batching under the federal No Surprises Act (the Act).
ArentFox Schiff is pleased to announce that 130 attorneys have been recognized by The Best Lawyers in America 2024, with an additional four attorneys highlighted as “Lawyers of the Year” and 69 attorneys listed as “Ones to Watch.”
On July 25, 2023, the US Departments of Labor (DOL), Treasury (USDT), and Health and Human Services (HHS) (the Departments) released a much-anticipated interim final rule to ensure that group health plans comply with the Mental Health Parity and Addiction Equity Act (MHPAEA).
As general partners increasingly use continuation funds to generate optionality within a fund, it is important for limited partners to align their interests with general partners in such situations.
On June 8, 2023, the US Securities and Exchange Commission’s (SEC) Division of Examinations (DOE) published a risk alert informing advisors of focus areas during examinations for the Marketing Rule.
The US District Court of the Southern District of New York has appeared to hand digital asset sellers their first victory, albeit partial, amidst a flurry of enforcement actions by the US Securities and Exchange Commission (SEC), including suits against Coinbase and Binance.
ArentFox Schiff is pleased to announce that 93 attorneys and 21 practices have been ranked by The Legal 500 United States 2023 guide, a nationwide analysis of law firms that provide cutting-edge and innovative advice.
Family offices routinely create, manage, and invest in multiple entities, including corporations, limited liability companies, and partnerships. For entities formed or operating in the United States, there has never been a comprehensive national requirement to disclose ultimate beneficial ownership.
ArentFox Schiff is pleased to announce that 70 attorneys were recognized as leaders in their field and 24 practices spanning the firm’s litigation, regulatory, and transactional capabilities were ranked in the 2023 edition of Chambers USA.